When might your plan sponsor client start or transfer a 401(k) Plan?

As soon as possible

1-3 months

3-6 mpnths

6+ months

Which of our 4 most common ATLAS-RIA Partner Themes most closely describes the relationship you would like to have with your client and with ATLAS-RIA?

[THEME #1 ] Offer Your Clients - and Oversee via an Advisor Portal - a Cutting Edge 401(k) Plan with No Additional RIA Services Necessary

[THEME #2] Manage Individual 401(k) Brokerage-Window Accounts for Select Plan Participants

[THEME #3] Offer Your Managed Portfolios as Plan Designated Investment Alternatives (DIA’s) to all Plan Participants

[THEME #4] Do any or all of it, including Your Money Management, Plan Sponsor Consulting, Good Government Services, and More... You decide.

Other: Tell Us What You Need.

Specifically, our RIA firm would like for this proposal to oversee an RIA-centric 401(k) plan with the following additional RIA services (if any):

Individual Plan Participant Money Management via Brokerage-Window Account

Plan Participant Money Management via RIA-Managed Pooled Portfolios Available to ALL Plan Participants as Core 401(k) Plan Investment Alternatives.

Include Managed Pooled Portfolios Containing Individual Stocks & Bonds

RIA Consulting Services to the Plan-Sponsor and/or Plan Sponsor’s 401(k) Committe

Your RIA's Desired Service Pricing:

Pricing of RIA services not needed for plan sponsor proposal, however their calculation, deduction from plan assets, and remittance to RIA may still be desired.

OR – Check RIA services and enter pricing below to be included in plan sponsor proposal:

Managed Pooled Portfolios Fee Applies to:

Core Investment Alternatives

Brokerage Window Accounts

RIA-Managed Pooled Portfolios

Plan-Sponsor Consulting / DIA Selection Fee Applies to:

Core Investment Alternatives

Brokerage Window Accounts

RIA-Managed Pooled Portfolios

Plan Participant Inquiries & Support Fee Applies to:

Core Investment Alternatives

Brokerage Window Accounts

RIA-Managed Pooled Portfolios

Please select any additional services of interest:

Screening and Forwarding to Your RIA of Plan Participant Advisory Inquiries Based Upon Criteria You Set

Plan Participant Data-Mining for Qualified Individual Advisory Clients